UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On December 16, 2022, U.S. Gold Corp. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Meeting”), at which the following proposals were voted upon:
| 1) | Election of six (6) directors, Luke Norman, George Bee, Ryan K. Zinke, Robert W. Schafer, Tara Gilfillan and Michael Waldkirch, to hold office until the next annual meeting of stockholders and until their successors are named and qualified or until their earlier resignation or removal. |
| For | Withhold | Broker Non-Vote | ||||||||||
| Luke Norman | 3,307,271 | 635,551 | 1,773,571 | |||||||||
| George Bee | 3,233,565 | 709,257 | 1,773,571 | |||||||||
| Ryan K. Zinke | 3,888,071 | 54,751 | 1,773,571 | |||||||||
| Robert W. Schafer | 3,413,787 | 529,035 | 1,773,571 | |||||||||
| Tara Gilfillan | 3,383,053 | 559,769 | 1,773,571 | |||||||||
| Michael Waldkirch | 3,665,126 | 277,696 | 1,773,571 | |||||||||
| 2) | Ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2023. |
| For | Against | Abstain | ||||||||
| 5,694,012 | 15,240 | 7,141 | ||||||||
| 3) | Approval, by a non-binding advisory vote, of the compensation of the Company’s named executive officers. |
| For | Against | Abstain | Broker Non-Vote | |||||||||||
| 3,622,178 | 301,384 | 19,260 | 1,773,571 | |||||||||||
| 4) | Approval of an amendment to the Company’s 2020 Stock Incentive Plan. |
| For | Against | Abstain | Broker Non-Vote | |||||||||||
| 2,752,775 | 1,172,106 | 17,941 | 1,773,571 | |||||||||||
Each of the proposals acted upon by the Company’s stockholders at the Meeting received a sufficient number of votes to be approved.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description | |
| 99.1 | Press Release dated December 20, 2022. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| U.S. Gold corp. | ||
| Date: December 21, 2022 | By: | /s/ Eric Alexander |
| Name: | Eric Alexander | |
| Title: | Chief Financial Officer | |
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