UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant | 02/16/2022 | 02/16/2027 | Common Stock | 20,675 | $ 8 | I | By Luke Norman Consulting Limited (1) |
Warrant | 08/01/2021 | 08/01/2026 | Common Stock | 25,000 | $ 14.5 | I | By Luke Norman Consulting Limited (1) |
Warrant | 08/11/2020 | 08/11/2025 | Common Stock | 100,000 | $ 6 | D | |
Warrant | 01/19/2020 | 07/19/2024 | Common Stock | 2,282 | $ 11.4 | I | By Luke Norman Consulting Limited (1) |
Stock Options | 01/24/2022 | 01/24/2027 | Common Stock | 24,000 | $ 6.93 | I | By Luke Norman Consulting Limited (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NORMAN LUKE ANTHONY C/O U.S. GOLD CORP. 1910 E. IDAHO STREET, SUITE 102-BOX 604 ELKO, NV 89801 |
X |
/s/ Luke Norman | 05/31/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Luke Norman Consulting Limited is 100% owned by the reporting person. |
(2) | Represents restricted stock units issued pursuant to the Consulting Agreement dated March 10, 2021 between U.S. Gold Corp. and Luke Norman Consulting Limited. The restricted stock units vested upon the date of grant. |
Remarks: Exhibit 24 - Power of Attorney |